Allied Health NDIS Registration Support

Pathways / Verification Overview

Complaints Management

Why do we have to do this?

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You need to have a Feedback and Complaints Management System that is in line with the National Disability Insurance Scheme (NDIS) (Complaints Management and Resolution) Rules 2018 and the NDIS Effective Complaint Handling Guidelines for NDIS Providers.

The NDIS wants to know:

  • Participants are encouraged to provide feedback
  • Participants are informed how to make a complaint or give feedback
  • Participants have multiple ways to choose to give feedback or make a complaint
  • The provider takes note of the feedback appropriately and uses it to improve their service
  • Participants are satisfied with the outcome of the complaint.

What are auditors looking for?

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Auditors want to see:

Next steps

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  • REVIEW the provided documents
  • LOOK at the spiel
  • CUSTOMISE the documents to reflect your practice
  • ADOPT the documents

Feedback and Complaints Management Policy and Procedures

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Why do I need this document?

You need to have a Feedback and Complaints Management System that is in line In line with the National Disability Insurance Scheme (NDIS) (Complaints Management and Resolution) Rules 2018 and the NDIS Effective Complaint Handling Guidelines for NDIS Providers.

The NDIS wants to know:

  • Participants are encouraged to provide feedback
  • Participants are informed how to make a complaint or give feedback
  • Participants have multiple ways to choose to give feedback or make a complaint
  • The provider takes note of the feedback appropriately and uses it to improve their service
  • Participants are satisfied with the outcome of the complaint
What auditors are looking for

They want to see:

  • You have a feedback and complaints management system appropriate for the size of your business and the services you provide
  • The system is maintained and up to date
  • The participant feels supported through the complaints/feedback process
  • The system complies with the requirements under the National Disability Insurance Scheme (Complaints Management and Resolution) Rules 2018 and the NDIS Effective Complaint Handling Guidelines for NDIS Providers
  • You have taken away ‘learnings’ from any complaint that has occurred.
Next steps
  • OPEN the list of Documents
  • LOOK at the Spiel
  • CUSTOMISE the documents to reflect your practice
  • ADOPT the documents

Downloads

Participant Survey and related documents

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Why do I need this document?

To be able to undergo continuous quality improvement, you need to know where you need to improve. You may think you know what your participant’s want and think of your service and/or where your energy is best placed for improvement, but the best way to be sure is to ask your participants. Collecting this information will also help you to demonstrate if you are doing what you say you are doing and if your participants are satisfied with the service they are receiving. 

This activity is a chance to strengthen your business by ensuring you are delivering what your participants and NDIS really want. 

AHPA recommends the use of valid and reliable measures wherever possible. There are many Patient Reported Experience Measures (PREMs) available in the literature. You need to choose PREMs which are appropriate for the services you provide, the types of participants you engage with and can be administered in a manner which works for you and your participants.  

Where a suitable PREM is not available or possible you may wish to conduct a participant survey to seek feedback and inform your quality improvement activities. 

Before collecting feedback via survey methods, always ensure the participant has provided consent to participate in such an activity and that they understand they may be contacted by a third party to complete a questionnaire.  

Why the auditors like it

They can see your participants: 

  • Felt they were treated with dignity and respect 
  • Felt their privacy and confidentiality was respected 
  • Were involved in setting their goals 
  • Were involved in planning their services 
  • Felt the services you provided helped them achieve their goals
  • Knew how to voice a concern or make a complaint and felt comfortable to do so.
Next steps
  1. ACCESS A VALID AND RELIABLE EXPERIENCE MEASURE relevant to your service if possible 
  2. Some professional associations have begun assisting members with this task by facilitating a profession wide service that provides the survey, survey provision and data collection and results analysis, see this example by the Australian Orthotic and Prosthetic Association 
  3. Or use the previously provided survey and instructions attached below 
  4. IMPLEMENT: When implementing the survey to gain feedback you should consider:
  • Which participants you will ask and when
  • If you are a sole trader or small practice (2-3 allied health professionals (AHPs)), we suggest you survey at least 10 participants before your first audit 
  • If you have a larger business, say 6 AHPs, we suggest you do at least 30 surveys before your first audit  
  • Make sure you interview participants across your team of providers to identify if a particular provider gets better results than another 
  • Ask as many participants as you can over time and target all areas of your service 
  • Best practice involves asking participants to answer the questions alone and anonymously, if a person needs to ask the participant the questions, make sure that person is someone who has NOT provided the services in question so they feel comfortable to provide honest feedback.  

If you can’t facilitate an anonymous option for completion, consider using a third person who is not connected to your service to undertake the survey, for example, talk to a colleague and offer to undertake their survey in return for them doing yours. 

  • How you will collate the results in an efficient manner to enable you to collect more results over time, analyse the data and use the results in a meaningful way to inform your opportunities for improvement.  
  • Once you have analysed the results make time to CELEBRATE good results and/or BRAINSTORM with your team on how to improve 
  • DETERMINE follow up action required and document it has been completed 
  • Ensure you have a process in place for ongoing/ periodic data collection in the same way over time so you can compare results and see if your changes have had the positive impact intended and whether participant’s have noticed.  

Downloads

Complaints Management Spiel

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The ‘spiel’ is the text you will insert when completing the self-assessment to apply for registration via the Commission’s portal. You will need to have confirmed your ways of working, which documents you will utilise and what you will call them before completing this ‘spiel’ so do this task last in each section. .

Downloads